A Financial Professional's Ultimate Survival Guide for the Challenging New Fiduciary Landscape

  • 18 May 2016
  • 1:00 PM - 3:10 PM (EDT)
  • Bank of the Bluegrass 215 Southland Drive Lexington, KY

Registration


Registration is closed

 
      Lexington Chapter of Financial Service Professionals
         Financial Services Symposium 
 
    "A Financial Professional's Ultimate Survival Guide for the Challenging New Fiduciary Landscape"  Live broadcast 
 
Thank you to our meeting  sponsor:
Young Financial Services, LLC 
 
            Wednesday, May 18, 2016 
           1:00 pm. - 3:10 p.m.
 
SPACE IS LIMITED.
You must pre-register by May 12th. 
     
 The Society of Financial Professionals presents an important Live broadcast for financial advisors. 
 
The Department of Labor announced its new fiduciary regulations.  It is likely that almost everyone who provides financial advice will legally have fiduciary responsibilitites--in short, every one of our members will be affected.  A distinguished panel will explore the ramifications of the DOL decision and help advisors comply with the law.
 
The multidisciplinary panel will provide detailed analysis of the changes across the spectrum of financial services, offering valuable insights into how to survive and thrive in this new regulatory environment.
 
Attendees will learn:
  • How the DOL ruling will constrict compensation
  • How to prepare for the possibility of increased litigation
  • Where conflicts of interest may lie
  • How large financial institutions are likely to respond
  • What the impact will be on commission-based proprietary products
  • How the ruling will affect Middle Americans

 

The distinguised panel includes:

 

Moderator: 

Richard M. Weber, MBA, CLU, AEP was the 2012-2013 President of the Society of Financial Professionals.  A 46 year veteran of the life insurance industry, he has been a successful agent, an insurance company executive, and now a consultant to insurers and their agents on the topic of effective and ethical selling.  

Panelists:

Steve Parrish, JD, CLU, ChFC, RHU, an adjunct professor at Drake University, works with hundreds of business owners to solve problems, help them exit their businesses, or retain their top talent.  Parrish's Forbes.com blog is focused on financial intelligence for business owners.  Retired from the Principal Financial Group, Parrish continues to serve the company as an independent consultant.

Ernie Guerriero, CLU, ChFC, CEBS, CPCU, CPC, is a director and head of Qualified Plan Marketing for the Business Resource Center for Advanced Markets of the Guardian Life Insurance Company in New York.  Guerriero has published articles in the Journal of Financial Service Proefssionals and the New York University Review of Employee Benefits and Executive Compensation.  He has appeared on The Wealth Channel and is is a speaker at professional industry group meetings on qualified plan design for closely held business owners.

Peter Swisher, CFP, CPC, is the Senior Vice Prresident and National Sales Director for Pentegra Retirement Services and is known nationally for his work on retirement plan governance.  He is the author of 401(k) Fiduciary Governance:  An Advisor's Guide, a handbook on fiduciary law and practice for retirement plan specialists and fiduciaries.  A prolific writer and speaker, Swisher is actively involved the the National Association of Plan Advisors (NAPA) and the American Retirement Association (ARA).

A Q & A session will follow the presentation.

 

Register today for this live broadcast from FSP!

Members:  Free Of Charge

Non Members:  $10.00 

                                                
     
                   Bank of the Bluegrass Conference Room 
                            215 Southland Drive     
               Lexington, Kentucky
______________________________________________
 
Sponsors
Corporate partners are vital to the on-going success of the Lexington Chapter of FSP.  We are committed to maximizing this investment by offering various levels of participation. 
       
       
                                           
                  
             
 
_________________________________________
Lexington Chapter FSP Board of Directors:
     
Melissa Gayheart JD--President
Jeff Schriefer, CTFA--Vice President     
Daniel King, CPA, CFP, PFS--Secretary/Treasurer 
      Timothy Dunn, JD--Immediate Past President 
      Malinda A. Shepherd, MFS, CLU, ChFC   
      William Atkins, CPA
 Robert Williams, CFP, APR, AIF
 William B. Cox, CLU, CASL, CLTC, ChFC, LUTCF
Genevie Osborn, MBA
Clint Conrad
Elden Cox, CIC
Randall Young, CFP
Taylor Stuckey, CPA, JD, MS 

 FSP Lexington - PMB 150-042 3735 Palomar Center Dr, Lexington, KY 40513 - 859.420.8922 
 Lexington Chapter of Society of Financial Service Professionals. 
All rights reserved.  Visit national Society of FSP at www.societyoffsp.org
Powered by Wild Apricot Membership Software