Lexington Chapter of Financial Service Professionals
Presents:
"DOL Update"
The DOL and FINRA have been up and down with their "best interest" regulations to the point that advisors are uncertain as to which regulation they should follow. This presentation will help clear up some of that gray area as well as give us some insight to the future path FINRA may take with regards to fiduciary responsibilities.
Speaker: Greg Kasten, MD, MBA, CFP, CPC, AIFA
Approved for 1 Hour of
CE, CPE, CFP and CLE.
Tuesday, January 8, 2019
The Chop House
2640 Richmond Road
Lexington, Kentucky
Lunch is included.
Not a current Member?
Click the link below to join!
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Lexington Chapter FSP Board of Directors:
Jeff Schriefer, CTFA--President
Taylor Stuckey, CPA, JD, MS--Vice President
Daniel King, CPA, CFP, PFS--Secretary/Treasurer
Melissa Gayheart, JD--Immediate Past President
Malinda A. Shepherd, MFS, CLU, ChFC
William Atkins, CPA
William B. Cox, CLU, CASL, CLTC, ChFC, LUTCF
Genevie Osborn, MBA
Elden Cox, CIC
Randall Young, CFP
Kimberly Johnson, CLF
